1. Disclosure of Asset-Backed Securities Required by Dodd-Frank Act (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)
This essential guide provides a comprehensive overview of the disclosure requirements mandated by the Dodd-Frank Act concerning asset-backed securities. The authors, The Law Library, present the material in an accessible format, making it a critical resource for both legal professionals and corporate managers looking to understand regulatory compliance. The book not only interprets the complexities of the law but also offers practical insights on navigating the regulatory landscape. Its significance in aiding stakeholders to grasp these requirements cannot be overstated. Readers interested in the intersection of finance and law will find this book invaluable.
2. The “Pay Ratio Provision” in the Dodd-Frank Act: Legislation to Repeal It in the 113th Congress
Written by Gary Shorter, this concise book dives into the legislation surrounding the contentious “Pay Ratio Provision.” It articulates the complexities involved in corporate governance and executive compensation structures, while addressing attempts to repeal this particular provision during the 113th Congress. For individuals engaged in finance or human resources, this is a critical read to understand how pay ratios can influence organizational dynamics and corporate investor relations. Shorter’s methodical approach demystifies the issue, making it digestible for readers of all backgrounds.
3. Proposed Revisions to Prohibitions and Restrictions of Bank Holding Company Act: Dodd-Frank Revisions
This publication by the Securities and Exchange Commission covers proposed changes to the Bank Holding Company Act, a crucial piece of legislation impacting banking regulation. It provides insights into the regulatory environment post-Dodd-Frank and emphasizes the importance of sound banking practices. This book is a must-read for students and practitioners alike, as it contains forward-looking perspectives on financial stability and transparency in banking operations, shedding light on the essential role these revisions play in safeguarding the financial system.
4. Proposed Revisions to Prohibitions and Restrictions of Bank Holding Company Act: Volume 2
This second volume continues the discussion initiated in the previous book, offering further insights into the revisions of the Bank Holding Company Act. The depth of analysis provided by the Securities and Exchange Commission aids readers in understanding the nuances of regulatory changes that influence the banking sector. This book is particularly valuable for finance professionals and policymakers who must stay abreast of legislative changes that could affect their operations and strategies. It serves as an essential reference for understanding the implications of such revisions.
5. Proposed Revisions to Prohibitions and Restrictions of Bank Holding Company Act: Volume 1
As the first volume in this critical series on the Bank Holding Company Act, the Securities and Exchange Commission delves into proposed changes that would reshape the regulatory landscape for banks. This book provides essential context for understanding the broader implications of these regulations on financial markets. It is perfect for legal scholars, economists, and banking professionals who need to grasp how such legislative changes can influence sector conduct and public confidence in the banking system.
6. Rules for Whistleblowers: A Handbook for Doing What’s Right
In this informative handbook co-authored by Stephen M. Kohn and Sherron Watkins, readers will discover the crucial role whistleblowers play in promoting corporate accountability and integrity. The authors provide practical advice for individuals considering reporting wrongdoing, detailing the protections afforded to them by law. This book is a must-read for ethics officers, compliance professionals, and all employees who care about maintaining transparency in their organizations. It is a vital tool for fostering a culture of integrity and trust within any workplace.
7. The Future of Tech Is Female: How to Achieve Gender Diversity
Douglas M. Branson’s insightful book addresses the critical need for gender diversity in technology. It confronts the barriers women face in entering and thriving in tech roles while providing actionable steps that organizations can take to foster a more inclusive environment. This timely read is essential for tech leaders, human resource professionals, and anyone interested in the evolution of diversity initiatives. Branson’s analysis and recommendations serve as a roadmap to creating opportunities for women in the tech sector—a must-read for forward-thinking organizations.
8. Exchange-Traded Funds: 2018 SEC Rules
This book published by the Securities and Exchange Commission outlines the 2018 regulations regarding Exchange-Traded Funds (ETFs) and is vital for investors and finance professionals. It demystifies the rules governing ETF operations, focusing on the SEC’s regulatory approach and objectives. As ETFs become an increasingly popular investment vehicle, understanding these rules is essential for making informed investment decisions. This publication is an invaluable resource for anyone looking to delve deep into the mechanisms of the ever-evolving world of ETFs.
9. Law Enforcement and the History of Financial Market Manipulation
Jerry Markham presents a compelling exploration of the intersection between law enforcement and financial markets in his book. This historical overview analyzes past instances of market manipulation and the legal frameworks designed to combat these issues. For legal practitioners, compliance professionals, and finance enthusiasts, understanding past transgressions provides valuable insights into current regulations and practices. This book melds history and law beautifully, making it a necessary read for those who wish to understand the complexities of financial crime and regulatory response.
10. From the Great Recession to the Covid-19 Pandemic: A Financial History of the United States 2010-2020
This compelling narrative by Jerry W. Markham traces the significant financial events and crises that shaped the United States from the Great Recession to the current pandemic. It offers readers a broad perspective on economic policies, market shifts, and societal impacts during this tumultuous period. This book is indispensable for students, economists, and anyone interested in the evolution of financial systems and policies. Markham’s detailed accounts and analyses challenge readers to reflect on the lessons learned from recent history and their implications for the future.
