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Wall Street Quant · Financial Models · question 102 of 155

You have the expected returns, variances, and correlation for two assets. How would you construct the minimum variance portfolio?

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To construct the minimum variance portfolio with two assets, we need the expected returns, variances, and correlation between the assets. Let’s denote:

- Asset 1: expected return r1, variance σ12

- Asset 2: expected return r2, variance σ22

- Correlation: ρ12

We want to determine the portfolio weights w1 and w2 such that the portfolio variance σP2 (the risk measure) is minimized. Note that w1 + w2 = 1, so we can express w2 = 1 − w1. The portfolio variance is given by:


σP2 = w12σ12 + w22σ22 + 2w1w2ρ12σ1σ2

Substituting w2 = 1 − w1, we get:


σP2 = w12σ12 + (1 − w1)2σ22 + 2w1(1 − w1)ρ12σ1σ2

To minimize the portfolio variance, we differentiate σP2 with respect to w1 and set the derivative to 0:


$$\frac{\partial \sigma_P^2}{\partial w_1} = 2 w_1 \sigma_1^2 - 2(1 - w_1) \sigma_2^2 + 2 (1 - 2w_1) \rho_{12} \sigma_1 \sigma_2 = 0$$

Solving this equation for w1, we find the optimal weight for asset 1:


$$w_1^* = \frac{\sigma_2^2 - \rho_{12} \sigma_1 \sigma_2}{\sigma_1^2 + \sigma_2^2 - 2 \rho_{12} \sigma_1 \sigma_2}$$

The optimal weight for asset 2 can be found using w2* = 1 − w1*:


$$w_2^* = \frac{\sigma_1^2 - \rho_{12} \sigma_1 \sigma_2}{\sigma_1^2 + \sigma_2^2 - 2 \rho_{12} \sigma_1 \sigma_2}$$

These weights, w1* and w2*, will result in the minimum variance portfolio for the given assets.

Now let’s consider an example with specific values for r1, r2, σ12, σ22, and ρ12. Suppose:

- Asset 1: r1 = 10%, σ12 = 0.04

- Asset 2: r2 = 15%, σ22 = 0.09

- Correlation: ρ12 = 0.5

Using the formulas derived above, we can find the optimal weights:


$$w_1^* = \frac{0.09 - 0.5 \cdot \sqrt{0.04} \cdot \sqrt{0.09}}{0.04 + 0.09 - 2 \cdot 0.5 \cdot \sqrt{0.04} \cdot \sqrt{0.09}} \approx 0.456$$


$$w_2^* = \frac{0.04 - 0.5 \cdot \sqrt{0.04} \cdot \sqrt{0.09}}{0.04 + 0.09 - 2 \cdot 0.5 \cdot \sqrt{0.04} \cdot \sqrt{0.09}} \approx 0.544$$

So the minimum variance portfolio would consist of approximately 45.6% of asset 1 and 54.4% of asset 2.

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